Regulatory
Maven, a compliance and business consulting firm serving registered
broker-dealer firms as well as federal and state-registered
investment advisor (RIA) firms, announces a strategic partnership
with the Estate Planning Team.
Londonderry,
NH, USA (October 22, 2013) -- Regulatory
Maven, a compliance and business consulting firm
serving registered broker-dealer firms as well as federal and
state-registered investment advisor (RIA) firms, announces a
strategic partnership with the Estate Planning Team.
"The
Estate Planning Team brings a unique tax deferred trust to RIAs,
broker-dealers and their respective financial advisors. The trust is
structured so that a business owner or property owner can defer the
capital gain tax on the sale of their highly appreciated asset,"
says Dennis McCarron, Regulatory Maven's CEO and co-founder. McCarron
adds, "Working with the Estate Planning Team in utilizing this
strategy would be classified as an Outside Business Activity under
current regulations and we all know how challenging it is to
supervise these activities and determine the risk to the firm."
Regulatory Maven brings a depth of expertise to its clients by
understanding their business and structuring a compliance program in
"plain English."
Robert
Binkele, CEO of the Estate Planning Team, says "We are impressed
with Regulatory Maven's approach to and understanding the various
compliance issues relating to our unique product and services. We
believe that RegMaven's understanding of the pertinent compliance
issues will permit them to tailor an Outside Business Activity policy
which will fit the broker-dealers and RIAs with whom we work."
Robert also stated that RegMaven shares EPT's vision regarding the
benefit of the Deferred Sales Trust™ and its benefit to RIA and BD
firms.
Regulatory
Maven together with the Estate Planning Team brings the knowledge and
experience of financial industry professionals to structure and
protect their respective clients' businesses in this demanding
regulatory
environment while best reflecting their vision.
About
Regulatory Maven
Regulatory
Maven was founded in May, 2013 by Dennis McCarron and Steve Kenda.
The company is located in Londonderry, New Hampshire and provides a
complete suite of securities
compliance services to Broker-Dealer and Registered
Investment Advisor firms. Regulatory Maven delivers distinctive
expertise and exemplary results. For additional information about
Regulatory Maven, please visit http://www.regmaven.com
or call us at 603.965.7791.
About
Estate Planning Team
The
Estate Planning Team, Inc ("EPT") is a national firm
specializing in strategies to help property owners and business
owners who have an interest in selling but are concerned about their
capital gains tax liability. EPT is based in Indian Wells, California
and has been offering these innovative services for 13 years. EPT
provides education to its members along with administrative,
marketing and support services to assist them in growing their
financial services practices. As the financial services business
continues to change, advisors need to find new and innovative
solutions that bring added value to their investors. By learning to
recognize opportunities to suggest the Deferred Sales Trust™ to
their clients and prospects, advisors can do just that, while
potentially securing the large sums of assets to manage that
typically result from the sale of valuable businesses and real estate
holdings. Recent changes in the tax laws have created substantial
demand for tax deferral options and there has never been a more
relevant time for broker dealers and financial advisors to offer the
services that EPT provides. The advisor has the continued support of
the EPT personnel and DOES NOT provide any tax or legal advice.
To
contact Robert Binkele of the Estate Planning Team visit
http://www.myept.com
or http://www.mydstplan.com
or call Kari Smith at 760-779-5339.
Media
Contact:
Dennis
McCarron
Regulatory
Maven
25
Nashua Rd, Suite C6
Londonderry,
NH 03053
603-965-7791
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