"When
it comes to succeeding in the securities compliance consulting field,
we know we can't take anything for granted, and we're absolutely
impressed with all of the hard work put in by our team recently. We
have obtained a number of new clients, but we want to ensure that we
keep up the good work. That's why we are pleased to announce the
arrival of Dan Lonergan."
Londonderry,
NH, USA (November 12, 2013) -- It's been a busy first six months,
not only welcoming on board a number of new clients, but also new
team members who will be helping the company maintain its high
standard of securities compliance services. Speaking recently, Dennis
McCarron, CEO said, "When it comes to succeeding in the
securities compliance consulting field, we know we can't take
anything for granted, and we're absolutely impressed with all of the
hard work put in by our team recently. We have obtained a number of
new clients, but we want to ensure that we keep up the good work.
That's why we are pleased to announce the arrival of Dan Lonergan."
A
Financial Services professional with more than 25 years of experience
covering all aspects of the front, middle and back offices of
Broker/Dealers,
Banks, and Asset Management firms, Dan has performed roles in
operations, management, and business development for some of the most
complex and demanding financial firms in the US and abroad.
Dan
started his career in financial services as a licensed series 7 &
63 representative before migrating to the operations and business
processing side of the business. With extensive systems
implementation and business conversions he has transitioned hundreds
of B/D firms from fully disclosed to self-clearing environments, as
well as initiating and establishing new B/Ds and RIAs from scratch in
his professional services consultancy roles.
Dan's
business development roles include successful sales for startup
entrepreneurial firms, professional services consultancy firms, as
well as Fidelity, Sungard, and Schwab.
About
Regulatory Maven
Regulatory
Maven, Inc. was founded in May 2013 by Dennis McCarron and Steve
Kenda. The company is located in Londonderry, New Hampshire, and
provides a complete suite of securities
compliance services to Broker/Dealer and Registered
Investment Advisor firms including compliance
consulting and testing. RegMaven delivers distinctive expertise and
exemplary results. For further information, please visit
http://www.regmaven.com
or call 603.965.7791.
Media
Contact:
Dennis
McCarron
Regulatory
Maven
25
Nashua Rd, Suite C6
Londonderry,
NH 03053
603-965-7791
