Regulatory
Maven, a compliance and business consulting firm serving
FINRA-registered broker-dealer firms as well as SEC and
state-registered investment advisor (RIA) firms announce the
partnership with Market76.
Londonderry,
NH, USA (July 24, 2013) -- Regulatory
Maven, a compliance and business consulting firm
serving FINRA-registered broker-dealer firms as well as SEC and
state-registered investment advisor (RIA) firms announce the
partnership with Market76.
"Market76
brings a solid suite of software and services to the Registered
Investment Advisor firm, Broker-Dealers and their respective
financial advisors," says Dennis McCarron, CEO and co-founder.
McCarron adds, "We all know how challenging it is to manage our
business infrastructure while growing our firm. Regulatory Maven
brings a depth of expertise to our clients by understanding their
business and structuring a compliance program in "plain
English." Regulatory Maven provides clients compliance
consulting and testing along with business consulting.
"We
are impressed with the compliance programs Regulatory Maven has
designed for their clients and are confident that our partnership
will bring significant value to our clients," says Arthur
Weissman of Market76. Arthur also stated that the two firms are
philosophically aligned regarding those services that are most
beneficial to RIA and BD firms. Market76 provides client firms and
their advisors with tools to increase their efficiency in managing
technology and workflow.
Regulatory
Maven brings the knowledge and experience of financial industry
professionals to structure and protects its clients' businesses in
this demanding regulatory environment while best reflecting their
vision.
About
Regulatory Maven
Regulatory
Maven was founded in May 2013 by Dennis McCarron and Steve Kenda. The
company is located in Londonderry, New Hampshire and provides a
complete suite of securities compliance services to Broker-Dealer and
Registered Investment Advisor firms. Regulatory Maven delivers
distinctive expertise and exemplary results. For additional
information about Regulatory Maven please visit
http://www.regmaven.com
or call us at 603.965.7791.
Media
Contact:
Dennis
McCarron
Regulatory
Maven
25
Nashua Rd Suite C6
Londonderry,
NH 03053
603-965-7791
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